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SPM-SGL
現時生效
CG-3 Code of Conduct
Issue Date:
09 Dec 2022
CG-3.pdf (485.8 KB)
Topic:
企業管治 - 行為守則
Keyword:
利益衝突
董事會
董事局委員會及專責委員會
匯報渠道
高級管理層及銀行業條例第72B條的經理
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資料保障
策略及信譽風險
制度及管控
內部審計師
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Group:
所有認可機構
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
現時生效
09 Dec 2022
Revised SPM CG-3 “Code of Conduct”
SPM-SGL
現時生效
01 Aug 2025
CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
SPM
現時生效
10 Apr 2025
GL Glossary
SPM
現時生效
17 Jan 2025
IN Introduction
SPM-NGL
現時生效
23 May 2024
CG-6 Competence and Ethical Behaviour
IGL
現時生效
07 Dec 2023
Code of Banking Practice
SPM-NGL
現時生效
29 Jul 2021
CG-5 Guideline on a Sound Remuneration System
CIR
現時生效
28 Dec 2001
Supervisory Policy Manual ("SPM") - CG-4: "Establishment of Overseas Banking Subsidiaries: §51A", SA-2: "Outsourcing"
SPM-SGL
過去版本
21 Jun 2002
CG-3 Code of conduct V1
Directly related Document
CIR
現時生效
09 Dec 2022
Revised SPM CG-3 “Code of Conduct”
Cross referenced Document
SPM-SGL
現時生效
01 Aug 2025
CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
SPM
現時生效
10 Apr 2025
GL Glossary
SPM
現時生效
17 Jan 2025
IN Introduction
SPM-NGL
現時生效
23 May 2024
CG-6 Competence and Ethical Behaviour
IGL
現時生效
07 Dec 2023
Code of Banking Practice
SPM-NGL
現時生效
29 Jul 2021
CG-5 Guideline on a Sound Remuneration System
CIR
現時生效
28 Dec 2001
Supervisory Policy Manual ("SPM") - CG-4: "Establishment of Overseas Banking Subsidiaries: §51A", SA-2: "Outsourcing"
Version History
SPM-SGL
過去版本
21 Jun 2002
CG-3 Code of conduct V1
Superseded Document
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SPM-SGL
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09 Dec 2022
CG-3 行為守則
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23 Aug 2013
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SPM-SGL
現時生效
05 Sep 2025
CG-7 基準報價 (只備英文版本)
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