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CIR
現時生效
有關中介人為遵守向高端專業投資者提供合理適當建議的責任的精簡程序 附件1: 詳細指引
Issue Date:
28 Jul 2023
20230728-4-TC.pdf (409.0 KB)
Topic:
其他 - 證監會/保監/積金局
財富管理及強積金 - 證券及投資產品
Keyword:
私人財富管理
披露及透明
制度及管控
合適性評估
淨資產
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合資格證券化交易
產品盡職審查
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CIR
現時生效
28 Jul 2023
有關中介人為遵守向高端專業投資者提供合理適當建議的責任的精簡程序
Annex
現時生效
28 Jul 2023
附件2 - 常見問題
Directly related Document
CIR
現時生效
28 Jul 2023
有關中介人為遵守向高端專業投資者提供合理適當建議的責任的精簡程序
Annex
現時生效
28 Jul 2023
附件2 - 常見問題
Cross referenced Document
Version History
Superseded Document
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近期的投資產品銷售審查結果 附件: 在近期審查所發現的主要事項及手法
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