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COP

現時生效

Code of Practice: Resolution Planning - LAC Requirements (LAC-1)

Issue Date:

24 Oct 2024

20241113-9-EN.pdf (1.8 MB)

處置 - 處置規劃

處置 - 處置標準

Keyword:

Group: 所有認可機構

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

現時生效

24 Oct 2024

Revised standard LAC disclosure template and updated Code of Practice chapter LAC-1 “Resolution Planning – LAC Requirements”
Annex

現時生效

24 Oct 2024

Annex 1 - Template CCA(A)
Annex

現時生效

24 Oct 2024

Annex 3 - Template CCA(A) (marked-up version)
Annex

現時生效

24 Oct 2024

Annex 4 - LAC-1 Resolution Planning - LAC Requirements (marked-up version)

COP

現時生效

07 Jul 2017

Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP

現時生效

07 Jul 2017

Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)

CIR

現時生效

24 Oct 2024

Revised standard LAC disclosure template and updated Code of Practice chapter LAC-1 “Resolution Planning – LAC Requirements”
Annex

現時生效

24 Oct 2024

Annex 1 - Template CCA(A)
Annex

現時生效

24 Oct 2024

Annex 3 - Template CCA(A) (marked-up version)
Annex

現時生效

24 Oct 2024

Annex 4 - LAC-1 Resolution Planning - LAC Requirements (marked-up version)

COP

現時生效

07 Jul 2017

Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP

現時生效

07 Jul 2017

Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)

Version History

Superseded Document

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金融管理專員作為處置機制當局的運作獨立性 (RA-1)

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
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Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
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Business Continuity Planning
Capacity Building
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Capital Adequacy
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- Pillar 2
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Consolidated Supervision
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Credit Risk Management
- CCR
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Disclosure
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Fintech
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Green & Sustainable Banking
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Interest Rate Risk Management
Internal Controls
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Large Exposures & Risk Concentrations
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Leverage Ratio
Liquidity Risk Management
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- Sound LRM framework
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Mainland Activities
Market Risk Management
- Algorithmic trading
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Miscellaneous
- BCBS
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Operational Risk Management
- Commercial Crime Bureau
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OTC Derivatives
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Recovery planning
Renminbi
Resolution
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- Resolution planning
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Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
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- E-banking
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- Others
Treasury market
- Reform of interest rate benchmarks
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Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others