CIR

Interim Reporting Requirements for OTC derivative transactions

Issue Date:

02 Aug 2013

20130802-1-EN.pdf (47.2 KB)

Topic:

OTC Derivatives - Reporting

Group: Licensed Banks

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Version History
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Version History

Superseded Document

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27 Apr 2017

OTC Derivative Transactions – Phase 2 Reporting

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11 Jun 2015

Interim reporting requirements for OTC derivative transactions – migration to new reporting regime

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07 Sep 2015

Reporting of OTC derivative transactions

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
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- Money Brokers
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Banking Conduct & Enforcement
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Business Continuity Planning
Capacity Building and Talent Development
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Capital Adequacy
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Consolidated Supervision
Corporate Governance
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Credit Risk Management
- CCR
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Disclosure
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Fintech
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Green & Sustainable Banking
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Interest Rate Risk Management
Internal Controls
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Large Exposures & Risk Concentrations
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Leverage Ratio
Liquidity Risk Management
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Mainland Activities
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- Algorithmic trading
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Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
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Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
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OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others

Interim Reporting Requirements for OTC derivative transactions

Directly related Document

Cross referenced Document

Version History

Superseded Document

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