CIR

Current

註冊機構的管理層問責性

Issue Date:

16 Oct 2017

20171016-1-TC.pdf (131.3 KB)

Topic:

Corporate Governance - Board Directorship

Corporate Governance - Others

Wealth Management & MPF - Others

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  16 Oct 2017

  附件1 - 常見問題
• Annex

  Current

  16 Oct 2017

  附件2 - 附錄（英文版本）

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 對獲得證監會註冊的認可機構進行的受規管活動的監管
• SPM-SGL

  Current

  01 Aug 2025

  CG-1 本地註冊認可機構的企業管治
• SPM-SGL

  Current

  24 May 2002

  CG-2 委任經理的管控制度

Directly related Document

• Annex

  Current

  16 Oct 2017

  附件1 - 常見問題
• Annex

  Current

  16 Oct 2017

  附件2 - 附錄（英文版本）

Cross referenced Document

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 對獲得證監會註冊的認可機構進行的受規管活動的監管
• SPM-SGL

  Current

  01 Aug 2025

  CG-1 本地註冊認可機構的企業管治
• SPM-SGL

  Current

  24 May 2002

  CG-2 委任經理的管控制度

Version History

Superseded Document

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