CA-G-5 監管審查程序

Topic:

Capital Adequacy - Pillar 2

Keyword: SRP CAAP Systems/controls Stress-testing Senior management/72B managers + Board of Directors Policies/procedures Tier 1 capital Risk measurement Strategic/reputation risk CET1 capital Group structure Management information system Operational risk Solo/consolidated supervision Risk-weighting approach External auditors Specialized/Board committees Counterparty default risk CVA risk Internal auditors Risk appetite/limits Collateral/guarantees Operational continuity Off-site review On-site examination Contingency planning Central counterparties CB ratio CCyB ratio HLA ratio Regulatory reporting/disclosures Supervisory cooperation Basis risk Incentive systems CEs/ACEs INEDs Conflict of interest D-SIBs G-SIBs Additional tier 1 capital Tier 2 capital CFR LCR LMR NSFR Option risk LAC Disclosure/Transparency Current exposure Exposure measure -

Group: Locally Incorporated Authorized Institutions