OR-1 業務操作風險管理

Topic:

Operational Risk Management - Others

Keyword: Operational risk Policies/procedures Board of Directors Senior management/72B managers Systems/controls + Risk appetite/limits Three lines of defence Operational continuity Contingency planning External auditors Internal auditors Specialized/Board committees Incident response/management/recovery Regulatory reporting/disclosures Stress-testing Technology risk Conflict of interest Risk measurement Off-site review On-site examination Supervisory cooperation Incentive systems Reporting channels Management information system Data Protection Suitability assessment -

Group: All Authorized Institutions