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SPM-NGL
Current
CG-6 能力及道德行為（英文版本）
Issue Date:
23 May 2024
20240523-2-TC.pdf (357.3 KB)
Topic:
Corporate Governance - Others
Keyword:
Board of Directors
Senior management/72B managers
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
23 May 2024
《監管政策手冊》經修訂單元CG-6「能力及道德行為」（英文版本）
SPM-SGL
Current
12 Sep 2025
SB-1 對獲得證監會註冊的認可機構進行的受規管活動的監管
SPM
Current
10 Apr 2025
GL 辭彙
SPM
Current
17 Jan 2025
IN 引言
SPM-SGL
Current
09 Dec 2022
CG-3 行為守則
SPM-SGL
Current
24 May 2002
CG-2 委任經理的管控制度
SPM-NGL
Current
28 Dec 2001
SA-2 外判
SPM-NGL
Archive
08 Dec 2017
CG-6 能力及道德行為 V2
SPM-NGL
Archive
11 Jul 2011
CG-6 能力及道德行為 V1
Directly related Document
CIR
Current
23 May 2024
《監管政策手冊》經修訂單元CG-6「能力及道德行為」（英文版本）
Cross referenced Document
SPM-SGL
Current
12 Sep 2025
SB-1 對獲得證監會註冊的認可機構進行的受規管活動的監管
SPM
Current
10 Apr 2025
GL 辭彙
SPM
Current
17 Jan 2025
IN 引言
SPM-SGL
Current
09 Dec 2022
CG-3 行為守則
SPM-SGL
Current
24 May 2002
CG-2 委任經理的管控制度
SPM-NGL
Current
28 Dec 2001
SA-2 外判
Version History
SPM-NGL
Archive
08 Dec 2017
CG-6 能力及道德行為 V2
SPM-NGL
Archive
11 Jul 2011
CG-6 能力及道德行為 V1
Superseded Document
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