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CR-G-9 對關連各方的風險承擔

Issue Date:

13 Dec 2024

Supersession Date:

01 Jan 2026

CR-G-9-TC.pdf (988.8 KB)

Topic:

Large Exposures & Risk Concentrations - Connected parties

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  13 Dec 2024

  《監管政策手冊》 - 因實施《巴塞爾協定三》最終改革方案涉及的相關更新 (暫時只備英文版本)
• SPM-SGL

  Archive

  13 Dec 2024

  CR-G-8 大額風險承擔及風險集中
• SPM-SGL

  Current

  13 Dec 2024

  CR-L-1 綜合監管集中風險:(風險承擔限度規則) 第6條
• SPM-SGL

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  13 Dec 2024

  CR-L-4 包銷證券: (風險承擔限度規則)
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  Archive

  13 Dec 2024

  LM-1 流動性風險監管制度

• SPM-SGL

  Current

  19 Dec 2025

  CR-G-9 對關連各方的風險承擔 V5
• SPM-SGL

  Archive

  27 Dec 2019

  CR-G-9 對關連各方的風險承擔 V3
• SPM-SGL

  Archive

  20 Nov 2015

  CR-G-9 對關連人士的風險承擔 V2

Directly related Document

• CIR

  Current

  13 Dec 2024

  《監管政策手冊》 - 因實施《巴塞爾協定三》最終改革方案涉及的相關更新 (暫時只備英文版本)
• SPM-SGL

  Archive

  13 Dec 2024

  CR-G-8 大額風險承擔及風險集中
• SPM-SGL

  Current

  13 Dec 2024

  CR-L-1 綜合監管集中風險:(風險承擔限度規則) 第6條
• SPM-SGL

  Current

  13 Dec 2024

  CR-L-4 包銷證券: (風險承擔限度規則)
• SPM-SGL

  Archive

  13 Dec 2024

  LM-1 流動性風險監管制度

Cross referenced Document

Version History

• SPM-SGL

  Current

  19 Dec 2025

  CR-G-9 對關連各方的風險承擔 V5
• SPM-SGL

  Archive

  27 Dec 2019

  CR-G-9 對關連各方的風險承擔 V3
• SPM-SGL

  Archive

  20 Nov 2015

  CR-G-9 對關連人士的風險承擔 V2

Superseded Document

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