繁
简

SPM-SGL

Current

CA-G-4 確認 IRB 計算法下的風險評級系統（暫時只備英文版本）

Issue Date:

18 Jul 2025

CA-G-4-TC.pdf (937.0 KB)

Capital Adequacy - Credit Risk (non-securitization exposures)

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

Current

18 Jul 2025

《監管政策手冊》：經修訂單元CA-G-4「確認IRB計算法下的風險評級系統」（暫時只備英文版本）

SPM-SGL

Current

01 Aug 2025

CG-1 本地註冊認可機構的企業管治
SPM-NGL

Current

11 Apr 2025

CR-G-7 抵押品及擔保書 (只備英文版本)
SPM

Current

10 Apr 2025

GL 辭彙
SPM

Current

17 Jan 2025

IN 引言
SPM-NGL

Current

31 May 2022

TM-G-2 持續業務運作規劃
SPM-SGL

Current

06 Oct 2017

IC-1 風險管理架構
SPM-NGL

Current

24 Jun 2003

TM-G-1 科技風險管理的一般原則
SPM-NGL

Current

28 Dec 2001

SA-2 外判

SPM-NGL

Archive

17 May 2018

CA-G-4 確認 IRB 計算法下的風險評級系統 V2
SPM-NGL

Archive

14 Feb 2006

CA-G-4 核實在內部評級基準計算法下的風險評級系統（只備英文版本） V1

CIR

Current

18 Jul 2025

《監管政策手冊》：經修訂單元CA-G-4「確認IRB計算法下的風險評級系統」（暫時只備英文版本）

SPM-SGL

Current

01 Aug 2025

CG-1 本地註冊認可機構的企業管治
SPM-NGL

Current

11 Apr 2025

CR-G-7 抵押品及擔保書 (只備英文版本)
SPM

Current

10 Apr 2025

GL 辭彙
SPM

Current

17 Jan 2025

IN 引言
SPM-NGL

Current

31 May 2022

TM-G-2 持續業務運作規劃
SPM-SGL

Current

06 Oct 2017

IC-1 風險管理架構
SPM-NGL

Current

24 Jun 2003

TM-G-1 科技風險管理的一般原則
SPM-NGL

Current

28 Dec 2001

SA-2 外判

SPM-NGL

Archive

17 May 2018

CA-G-4 確認 IRB 計算法下的風險評級系統 V2
SPM-NGL

Archive

14 Feb 2006

CA-G-4 核實在內部評級基準計算法下的風險評級系統（只備英文版本） V1

Superseded Document

You may also be interested in

CIR

Archive

13 Dec 2024

Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework

Enclosure: Chapter III - STC approach

CIR

Current

20 Aug 2026

Implementation guidance on Banking (Capital) Rules

Annex 1: Chapter III - STC approach

CPR

Archive

04 Sep 2025

Cryptoassets standard and other miscellaneous amendments: consultation on revised completion instructions

Annex : MA(BS)3 Part IIIa and IIIb - Annex B

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
- Board Directorship
- Code of conduct
- Remuneration
- Others
Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
- Retail credit risk management
- Others
Disclosure
- Pillar 3 requirements
- Others
Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
- Others
Green & Sustainable Banking
- Climate risk management
- Sustainability reporting standards
- Others
Interest Rate Risk Management
Internal Controls
- Compliance function
- Insourcing/Outsourcing
- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
- Others
Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
- SFC/IA/MPFA
- Others
Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
- Others
OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others