繁
简

SPM-SGL

Current

LM-1 流動性風險監管制度

Issue Date:

19 Dec 2025

LM-1-TC.pdf (1.4 MB)

Liquidity Risk Management - Statutory liquidity requirements

Liquidity Risk Management - Others

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

Current

19 Dec 2025

加密資產標準: 經修訂《監管政策手冊》單元與實務守則刊憲（暫時只備英文版本）
SPM-SGL

Current

19 Dec 2025

CA-G-1 本地註冊認可機構資本充足制度概覽
SPM-SGL

Current

19 Dec 2025

CA-G-5 監管審查程序
SPM-SGL

Current

19 Dec 2025

CR-G-8 大額風險承擔及風險集中
SPM-SGL

Current

19 Dec 2025

CR-G-9 對關連各方的風險承擔
SPM-SGL

Current

19 Dec 2025

CR-L-5 重大獲取股本行動及投資：《風險承擔限度規則》第 3 部
SPM-SGL

Current

19 Dec 2025

MR-1 市場風險資本要求
SPM-SGL

Current

19 Dec 2025

MR-2 CVA風險資本要求
COP

Current

19 Dec 2025

《銀行業(風險承擔限度)守則》
SPM

Current

17 Jan 2025

IN 引言
SPM

Current

10 Apr 2025

GL 辭彙
SPM-SGL

Current

13 Dec 2024

CR-L-1 綜合監管集中風險:(風險承擔限度規則) 第6條
CIR

Current

30 Jun 2016

《監管政策手冊》單元CR-G-12 「信用風險轉移活動」
SPM-NGL

Current

30 Jun 2016

CR-G-12 信用風險轉移活動（英文版本）
SPM-NGL

Current

11 Apr 2025

CR-G-7 抵押品及擔保書 (只備英文版本)
CIR

Current

11 Apr 2025

經修訂《監管政策手冊》單元 CR-G-7「抵押品及擔保書」
CIR

Current

03 Oct 2019

《風險承擔限度規則》第 37(3)條──整個處所視為用作進行銀行業務
SPM-SGL

Current

13 Dec 2024

CR-L-4 包銷證券: (風險承擔限度規則)
SPM-SGL

Current

19 Jan 2001

CR-G-2 信貸批核、檢討及記錄
SPM-SGL

Current

19 Jan 2001

CR-G-3 信貸管理、評估及監察

SPM-SGL

Archive

13 Dec 2024

LM-1 流動性風險監管制度 V4
SPM-SGL

Archive

28 Aug 2020

LM-1 流動性風險監管制度 V3
SPM-SGL

Archive

29 Jul 2016

LM-1 流動性風險監管制度 V2

CIR

Current

19 Dec 2025

加密資產標準: 經修訂《監管政策手冊》單元與實務守則刊憲（暫時只備英文版本）
SPM-SGL

Current

19 Dec 2025

CA-G-1 本地註冊認可機構資本充足制度概覽
SPM-SGL

Current

19 Dec 2025

CA-G-5 監管審查程序
SPM-SGL

Current

19 Dec 2025

CR-G-8 大額風險承擔及風險集中
SPM-SGL

Current

19 Dec 2025

CR-G-9 對關連各方的風險承擔
SPM-SGL

Current

19 Dec 2025

CR-L-5 重大獲取股本行動及投資：《風險承擔限度規則》第 3 部
SPM-SGL

Current

19 Dec 2025

MR-1 市場風險資本要求
SPM-SGL

Current

19 Dec 2025

MR-2 CVA風險資本要求
COP

Current

19 Dec 2025

《銀行業(風險承擔限度)守則》
SPM

Current

17 Jan 2025

IN 引言
SPM

Current

10 Apr 2025

GL 辭彙
SPM-SGL

Current

13 Dec 2024

CR-L-1 綜合監管集中風險:(風險承擔限度規則) 第6條
CIR

Current

30 Jun 2016

《監管政策手冊》單元CR-G-12 「信用風險轉移活動」
SPM-NGL

Current

30 Jun 2016

CR-G-12 信用風險轉移活動（英文版本）
SPM-NGL

Current

11 Apr 2025

CR-G-7 抵押品及擔保書 (只備英文版本)
CIR

Current

11 Apr 2025

經修訂《監管政策手冊》單元 CR-G-7「抵押品及擔保書」
CIR

Current

03 Oct 2019

《風險承擔限度規則》第 37(3)條──整個處所視為用作進行銀行業務
SPM-SGL

Current

13 Dec 2024

CR-L-4 包銷證券: (風險承擔限度規則)
SPM-SGL

Current

19 Jan 2001

CR-G-2 信貸批核、檢討及記錄
SPM-SGL

Current

19 Jan 2001

CR-G-3 信貸管理、評估及監察

Cross referenced Document

SPM-SGL

Archive

13 Dec 2024

LM-1 流動性風險監管制度 V4
SPM-SGL

Archive

28 Aug 2020

LM-1 流動性風險監管制度 V3
SPM-SGL

Archive

29 Jul 2016

LM-1 流動性風險監管制度 V2

Superseded Document

You may also be interested in

CIR

Current

04 Jun 2021

Revised banking returns and disclosure templates/tables for implementation of revised counterparty credit risk framework, etc.

Enclosure 1: Completion Instructions - Return of Stable Funding Position of an Authorized Institution

CIR

Current

27 Nov 2025

Cryptoassets Standard: SPM Modules, Code of Practice, Disclosure Templates and Tables, and Banking Returns

Annex 2(g): SPM: LM-1 Regulatory Framework for Supervision of Liquidity Risk

SPM-SGL

Current

19 Dec 2025

LM-1 Regulatory Framework for Supervision of Liquidity Risk

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
- Board Directorship
- Code of conduct
- Remuneration
- Others
Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
- Retail credit risk management
- Others
Disclosure
- Pillar 3 requirements
- Others
Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
- Others
Green & Sustainable Banking
- Climate risk management
- Sustainability reporting standards
- Others
Interest Rate Risk Management
Internal Controls
- Compliance function
- Insourcing/Outsourcing
- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
- Others
Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
- SFC/IA/MPFA
- Others
Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
- Others
OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others