繁
简

SPM-SGL

Current

RE-1 Recovery Planning

Issue Date:

19 Jun 2020

RE-1.pdf (1.2 MB)

Topic:

Recovery planning

Keyword:

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

Current

19 Jun 2020

Supervisory Policy Manual (SPM): RE-1 "Recovery Planning"

SPM

Current

10 Apr 2025

GL Glossary
SPM-SGL

Current

24 Jan 2025

CA-G-5 Supervisory Review Process
SPM

Current

17 Jan 2025

IN Introduction
SPM-NGL

Current

20 Jul 2021

CS-1 Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions
CIR

Current

26 Aug 2019

HKMA Liquidity Facilities Framework
SPM-SGL

Current

06 Oct 2017

CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
SPM-SGL

Current

06 Oct 2017

IC-1 Risk Management Framework
SPM-SGL

Current

25 Nov 2016

LM-2 Sound Systems and Controls for Liquidity Risk Management
SPM-NGL

Current

09 May 2012

IC-5 Stress-testing
SPM-NGL

Current

17 Dec 2008

RR-1 Reputation Risk Management

SPM-SGL

Archive

20 Jun 2014

RE-1 Recovery Planning V1

CIR

Archive

06 Jul 2017

Supervisory Policy Manual module RE-1 “Recovery Planning” – further guidance for overseas-incorporated AIs with branch operations in Hong Kong and smaller locally-incorporated AIs

Annex: Guidance on SPM RE-1 for overseas-incorporated AIs with branch operations in Hong Kong and smaller locally-incorporated AIs

CIR

Current

19 Jun 2020

Supervisory Policy Manual (SPM): RE-1 "Recovery Planning"

SPM

Current

10 Apr 2025

GL Glossary
SPM-SGL

Current

24 Jan 2025

CA-G-5 Supervisory Review Process
SPM

Current

17 Jan 2025

IN Introduction
SPM-NGL

Current

20 Jul 2021

CS-1 Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions
CIR

Current

26 Aug 2019

HKMA Liquidity Facilities Framework
SPM-SGL

Current

06 Oct 2017

CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
SPM-SGL

Current

06 Oct 2017

IC-1 Risk Management Framework
SPM-SGL

Current

25 Nov 2016

LM-2 Sound Systems and Controls for Liquidity Risk Management
SPM-NGL

Current

09 May 2012

IC-5 Stress-testing
SPM-NGL

Current

17 Dec 2008

RR-1 Reputation Risk Management

SPM-SGL

Archive

20 Jun 2014

RE-1 Recovery Planning V1

CIR

Archive

06 Jul 2017

Supervisory Policy Manual module RE-1 “Recovery Planning” – further guidance for overseas-incorporated AIs with branch operations in Hong Kong and smaller locally-incorporated AIs

Annex: Guidance on SPM RE-1 for overseas-incorporated AIs with branch operations in Hong Kong and smaller locally-incorporated AIs

You may also be interested in

SPM-SGL

Current

15 Nov 2024

MB-1 Risk-based Supervision of Approved Money Broker

CIR

Archive

20 Jun 2014

New Supervisory Policy Manual (“SPM”) Module RE-1: Recovery Planning

GTA

Current

23 Mar 2022

Guide to Authorization

Annex 2: Documents Required to be Submitted on Application

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building and Talent Development
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
- Board Directorship
- Code of conduct
- Remuneration
- Others
Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
- Retail credit risk management
- Others
Disclosure
- Pillar 3 requirements
- Others
Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
- Others
Green & Sustainable Banking
- Climate risk management
- Sustainability reporting standards
- Others
Interest Rate Risk Management
Internal Controls
- Compliance function
- Insourcing/Outsourcing
- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
- Others
Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
- SFC/IA/MPFA
- Others
Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
- Others
OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others