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SPM-NGL
现时生效
OR-1 业务操作风险管理
Issue Date:
25 Jul 2022
OR-1-TC.pdf (1.5 MB)
Topic:
业务操作风险 - 其他
Keyword:
业务操作风险
政策及程序
董事会
高级管理层及银行业条例第72B条的经理
制度及管控
+
风险取向及风险限额
三道防线
运作持续性
持续运作规划
外聘审计师
内部审计师
董事局委员会及专责委员会
事故回应、管理及恢复
监管申报/监管披露
压力测试
科技风险
利益冲突
风险计量
非现场审查
现场审查
监管合作
奖励制度
汇报渠道
管理资讯系统
资料保障
合适性评估
-
Group:
所有认可机构
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
现时生效
25 Jul 2022
《监管政策手册》经修订单元OR-1「业务操作风险管理」
SPM-NGL
现时生效
27 Nov 2025
CA-D-1 《银行业(披露)规则》的应用指引
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-SGL
现时生效
25 Oct 2024
TM-E-1 「电子银行的风险管理」 （只备英文版本）
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-NGL
现时生效
31 May 2022
OR-2 运作稳健性
SPM-NGL
现时生效
29 Jul 2021
CG-5 稳健的薪酬制度指引
SPM-SGL
现时生效
19 Oct 2018
AML-1 打击洗钱及恐怖分子资金筹集的监管方法
SPM-NGL
现时生效
31 Oct 2017
IC-2 内部审计职能
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-NGL
现时生效
24 Jun 2003
TM-G-1 科技风险管理的一般原则
SPM-NGL
现时生效
28 Dec 2001
SA-2 外判
SPM-NGL
过去版本
28 Nov 2005
OR-1 业务操作风险管理 V1
Directly related Document
CIR
现时生效
25 Jul 2022
《监管政策手册》经修订单元OR-1「业务操作风险管理」
Cross referenced Document
SPM-NGL
现时生效
27 Nov 2025
CA-D-1 《银行业(披露)规则》的应用指引
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-SGL
现时生效
25 Oct 2024
TM-E-1 「电子银行的风险管理」 （只备英文版本）
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-NGL
现时生效
31 May 2022
OR-2 运作稳健性
SPM-NGL
现时生效
29 Jul 2021
CG-5 稳健的薪酬制度指引
SPM-SGL
现时生效
19 Oct 2018
AML-1 打击洗钱及恐怖分子资金筹集的监管方法
SPM-NGL
现时生效
31 Oct 2017
IC-2 内部审计职能
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-NGL
现时生效
24 Jun 2003
TM-G-1 科技风险管理的一般原则
SPM-NGL
现时生效
28 Dec 2001
SA-2 外判
Version History
SPM-NGL
过去版本
28 Nov 2005
OR-1 业务操作风险管理 V1
Superseded Document
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