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SPM-NGL
现时生效
SR-1 策略风险管理（只备英文版本）
Issue Date:
12 Dec 2007
SR-1-TC.pdf (248.5 KB)
Topic:
策略及信誉风险管理
Keyword:
制度及管控
董事会
高级管理层及银行业条例第72B条的经理
政策及程序
压力测试
+
董事局委员会及专责委员会
监管审查程序
资本充足评估程序
非现场审查
现场审查
单独及综合监管
管理资讯系统
持续运作规划
外聘审计师
内部审计师
-
Group:
所有认可机构
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
现时生效
12 Dec 2007
《监管政策手册》SR-1「策略风险管理」（只备英文版本）
SPM-NGL
现时生效
13 Apr 2026
IC-5 压力测试
SPM-SGL
现时生效
19 Dec 2025
LM-1 流动性风险监管制度
SPM-SGL
现时生效
19 Dec 2025
CA-G-5 监管审查程序
SPM-SGL
现时生效
19 Dec 2025
CR-L-5 重大获取股本行动及投资：《风险承担限度规则》第 3 部
SPM-SGL
现时生效
12 Sep 2025
SB-1 对获得证监会注册的认可机构进行的受规管活动的监管
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-SGL
现时生效
28 Dec 2001
CG-4 设立海外银行附属公司：第51A条
Directly related Document
CIR
现时生效
12 Dec 2007
《监管政策手册》SR-1「策略风险管理」（只备英文版本）
Cross referenced Document
SPM-NGL
现时生效
13 Apr 2026
IC-5 压力测试
SPM-SGL
现时生效
19 Dec 2025
LM-1 流动性风险监管制度
SPM-SGL
现时生效
19 Dec 2025
CA-G-5 监管审查程序
SPM-SGL
现时生效
19 Dec 2025
CR-L-5 重大获取股本行动及投资：《风险承担限度规则》第 3 部
SPM-SGL
现时生效
12 Sep 2025
SB-1 对获得证监会注册的认可机构进行的受规管活动的监管
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-SGL
现时生效
28 Dec 2001
CG-4 设立海外银行附属公司：第51A条
Version History
Superseded Document
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SPM-NGL
现时生效
17 Dec 2008
RR-1 信誉风险管理（英文版本）
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