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SPM-NGL
现时生效
TA-2 外汇风险管理(暂时只备英文版本)
Issue Date:
18 Jan 2022
TA-2-TC.pdf (816.5 KB)
Topic:
市场风险管理 - 外汇
Keyword:
制度及管控
风险取向及风险限额
政策及程序
高级管理层及银行业条例第72B条的经理
董事会
+
压力测试
业务操作风险
风险计量
董事局委员会及专责委员会
三道防线
持续运作规划
非现场审查
现场审查
监管申报/监管披露
监管合作
资本充足评估程序
监管审查程序
独立非执行董事
利益冲突
管理资讯系统
奖励制度
外聘审计师
事故回应、管理及恢复
内部审计师
金融市场基建
-
Group:
所有认可机构
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
现时生效
18 Jan 2022
经修订《监管政策手册》单元TA-2「外汇风险管理」(暂时只备英文版本)
SPM-NGL
现时生效
13 Apr 2026
IC-5 压力测试
SPM-SGL
现时生效
19 Dec 2025
CA-G-1 本地注册认可机构资本充足制度概览
SPM-SGL
现时生效
19 Dec 2025
CA-G-5 监管审查程序
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-NGL
现时生效
23 May 2024
CG-6 能力及道德行为(英文版本)
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-NGL
现时生效
25 Jul 2022
OR-1 业务操作风险管理
SPM-NGL
现时生效
31 May 2022
TM-G-2 持续业务运作规划
CIR
现时生效
17 Dec 2021
环球批发外汇市场操守标准及执行守则(暂时只备英文版本)
SPM-NGL
现时生效
29 Jul 2021
CG-5 稳健的薪酬制度指引
SPM-NGL
现时生效
03 Jul 2018
CR-G-13 对手方信用风险管理 (英文版本)
CIR
现时生效
23 Nov 2017
银行专业资历架构──财资管理 附件: 银行专业资历架构 ─财资管理指引(暂时只备英文版本)
CIR
现时生效
23 Nov 2017
银行专业资历架构──财资管理(暂时只备英文版本)
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-SGL
现时生效
25 Nov 2016
LM-2 稳健的流动性风险管理制度及管控措施
SPM-NGL
过去版本
11 Oct 2012
CA-G-3 使用内部模式计算法计算市场风险(只备英文版本)
SPM-SGL
现时生效
19 Jan 2001
CR-G-2 信贷批核、检讨及记录
GLI
现时生效
27 Mar 1996
衍生工具及其他交易工具风险管理指引(只备英文版本)
SPM-NGL
过去版本
17 Sep 2004
TA-2 外汇风险管理(只备英文版本) V1
Directly related Document
CIR
现时生效
18 Jan 2022
经修订《监管政策手册》单元TA-2「外汇风险管理」(暂时只备英文版本)
Cross referenced Document
SPM-NGL
现时生效
13 Apr 2026
IC-5 压力测试
SPM-SGL
现时生效
19 Dec 2025
CA-G-1 本地注册认可机构资本充足制度概览
SPM-SGL
现时生效
19 Dec 2025
CA-G-5 监管审查程序
SPM-SGL
现时生效
01 Aug 2025
CG-1 本地注册认可机构的企业管治
SPM
现时生效
10 Apr 2025
GL 辞汇
SPM
现时生效
17 Jan 2025
IN 引言
SPM-NGL
现时生效
23 May 2024
CG-6 能力及道德行为(英文版本)
SPM-NGL
现时生效
23 Dec 2022
SA-1 风险为本监管制度
SPM-NGL
现时生效
25 Jul 2022
OR-1 业务操作风险管理
SPM-NGL
现时生效
31 May 2022
TM-G-2 持续业务运作规划
CIR
现时生效
17 Dec 2021
环球批发外汇市场操守标准及执行守则(暂时只备英文版本)
SPM-NGL
现时生效
29 Jul 2021
CG-5 稳健的薪酬制度指引
SPM-NGL
现时生效
03 Jul 2018
CR-G-13 对手方信用风险管理 (英文版本)
CIR
现时生效
23 Nov 2017
银行专业资历架构──财资管理 附件: 银行专业资历架构 ─财资管理指引(暂时只备英文版本)
CIR
现时生效
23 Nov 2017
银行专业资历架构──财资管理(暂时只备英文版本)
SPM-SGL
现时生效
06 Oct 2017
IC-1 风险管理架构
SPM-SGL
现时生效
25 Nov 2016
LM-2 稳健的流动性风险管理制度及管控措施
SPM-NGL
过去版本
11 Oct 2012
CA-G-3 使用内部模式计算法计算市场风险(只备英文版本)
SPM-SGL
现时生效
19 Jan 2001
CR-G-2 信贷批核、检讨及记录
GLI
现时生效
27 Mar 1996
衍生工具及其他交易工具风险管理指引(只备英文版本)
Version History
SPM-NGL
过去版本
17 Sep 2004
TA-2 外汇风险管理(只备英文版本) V1
Superseded Document
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