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SPM - Supervisory Policy Manual
SPM-NGL - SPM Non-Statutory Guideline
SPM-SGL - SPM Statutory Guideline
GLI - Guideline
CIR - Circular
GTA - Guide to Authorization
COP - Code of Practice
IGL - Guidance developed in conjunction with industry
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AML & CFT
AML/CFT Controls
Financial Sanctions
Tax Matters Related
Others
Authorization
Digital Banking
Guide to Authorization
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Minimum Criteria for Authorization
Money Brokers
Three-tier Banking System
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Banking Conduct & Enforcement
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CCR
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Credit Risk (securitization exposures)
Market Risk
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Pillar 2
SIBs
Sovereign Concentration Risk
Others
Consolidated Supervision
Consolidated Supervision
Corporate Governance
Board Directorship
Code of conduct
Remuneration
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CCR
Corporate credit risk management
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Loan classification/Provisioning
Property mortgage lending
Retail credit risk management
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Disclosure
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Connected parties
HKMCI-related exposures
Limits on credit exposures
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Leverage Ratio
Leverage Ratio
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Liquidity facilities
Sound LRM framework
Statutory liquidity requirements
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Algorithmic trading
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BCBS
Covid-19 challenges
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FSB
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Renminbi
Renminbi
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Resolution execution
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Strategic & Reputation Risk Management
Strategic & Reputation Risk Management
Supervisory Approach
Supervisory Approach
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E-banking
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A
Accessibility/Barrier-free/Disability
Accumulators/Decumulators
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B
Basis risk
Big data/Artificial intelligence
Board of Directors
C
CAAP
CAMEL
Card services
Cash-flow projection
CB ratio
CCyB ratio
Central counterparties
CEs/ACEs
CET1 capital
CFR
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Climate-related disclosures
Climate-related financial risks
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Collateral/guarantees
Commercial credit data sharing
Commercial/Industrial properties/Car park spaces
Conflict of interest
Consumer credit data sharing
Contingency planning
Contractual provision
Controllers
Counterparty default risk
Country risk
Credit spread risk
Critical financial functions
Cross border activities
Current exposure
Customer due diligence
CVA risk
Cyber Intelligence Sharing Platform
Cyber Resilience Assessment Framework
Cybersecurity Fortification Initiative
D
Data Protection
Debt collection
Disclosure/Transparency
D-SIBs
DSR
E
Eligible securitization transactions
EOs/ReIs
Essential services
Exposure measure
External auditors
F
Financial market infrastructure/FMI
G
Gap risk
Group structure
G-SIBs
H
HLA ratio
I
IAA
ILAS products
Impediments to resolvability
Incentive systems
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INEDs
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Internal auditors
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L
LAC
LCR
LFET
LMR
LTV
M
Management information system
N
Net worth
NLTI products
Non-secured credit
Non-SFO regulated investment products
NSFR
O
Off-site review
On-site examination
Operational continuity
Operational risk
Option risk
P
Payment/transfer
Policies/procedures
Preferred resolution strategy
Private wealth management
Product due diligence
Professional Development Programme
R
Recognized credit derivative contracts
Recognized netting
Recovery options
Recovery triggers
Regulatory deductions
Regulatory reporting/disclosures
Reporting channels
Re-securitization exposures
Residential properties
Resolvability assessment
Retail wealth management
Revocation/suspension
Risk appetite/limits
Risk measurement
Risk-weight floor
Risk-weighting approach
ROs
S
SEC-ERBA
SEC-FBA
SEC-IRBA
SEC-SA
Secured credit
Senior management/72B managers
Simple bank accounts
Solo/consolidated supervision
Specialized/Board committees
SRP
Stabilization options
Stays
Strategic/reputation risk
Stress-testing
Suitability assessment
Supervisory cooperation
Suspicious transaction reporting
Systems/controls
T
Technology risk
Termination right
Three lines of defence
Tier 1 capital
Tier 2 capital
Trade finance
Transaction monitoring
Treat customers fairly
U
Use of banking names
AML & CFT
Customer due diligence
Suspicious transaction reporting
Transaction monitoring
Authorization
Revocation/suspension
Use of banking names
Banking Conduct & Enforcement
Accessibility/Barrier-free/Disability
Assessment/feedback mechanisms
Card services
Commercial credit data sharing
Conflict of interest
Consumer credit data sharing
Debt collection
Disclosure/Transparency
Incentive systems
Reporting channels
Simple bank accounts
Treat customers fairly
Capital Adequacy
Additional tier 1 capital
CAAP
CB ratio
CCyB ratio
Central counterparties
CET1 capital
Counterparty default risk
Current exposure
CVA risk
D-SIBs
Eligible securitization transactions
G-SIBs
HLA ratio
IAA
Inferred ratings
LAC
Recognized credit derivative contracts
Recognized netting
Regulatory deductions
Re-securitization exposures
Risk-weight floor
Risk-weighting approach
SEC-ERBA
SEC-FBA
SEC-IRBA
SEC-SA
SRP
Tier 1 capital
Tier 2 capital
Consolidated Supervision
Controllers
Cross border activities
Group structure
Solo/consolidated supervision
Supervisory cooperation
Trade finance
Corporate Governance
Board of Directors
CEs/ACEs
INEDs
Senior management/72B managers
Specialized/Board committees
Credit Risk Management
Collateral/guarantees
Commercial/Industrial properties/Car park spaces
Country risk
DSR
LTV
Net worth
Non-secured credit
Residential properties
Secured credit
Disclosure
Regulatory reporting/disclosures
Fintech
Big data/Artificial intelligence
Cloud
Financial market infrastructure/FMI
Green & Sustainable Banking
Climate-focused scenario analysis
Climate-related disclosures
Climate-related financial risks
Interest Rate Risk Management
Basis risk
Credit spread risk
Gap risk
Option risk
Internal Controls
Contingency planning
External auditors
Incident response/management/recovery
Internal auditors
Management information system
Policies/procedures
Product due diligence
Risk appetite/limits
Risk measurement
Stress-testing
Systems/controls
Three lines of defence
Leverage Ratio
Exposure measure
Liquidity Risk Management
Cash-flow projection
CFR
Intraday liquidity monitoring tools
LCR
LMR
NSFR
Operational Risk Management
Operational risk
Recovery planning
Recovery options
Recovery triggers
Resolution
Contractual provision
Critical financial functions
Essential services
Impediments to resolvability
Operational continuity
Preferred resolution strategy
Resolvability assessment
Stabilization options
Stays
Termination right
Strategic & Reputation Risk Management
Strategic/reputation risk
Supervisory Approach
CAMEL
Off-site review
On-site examination
Technology Risk Management
Cyber Intelligence Sharing Platform
Cyber Resilience Assessment Framework
Cybersecurity Fortification Initiative
Data Protection
Payment/transfer
Professional Development Programme
Technology risk
Wealth Management & MPF
Accumulators/Decumulators
Annuity insurance products
EOs/ReIs
ILAS products
LFET
NLTI products
Non-SFO regulated investment products
Private wealth management
Retail wealth management
ROs
Suitability assessment
