Guide to Authorization-Chapter 3-The Legal and Supervisory Framework

Topic:

Authorization - Guide to Authorization

Authorization - Three-tier Banking System

Consolidated Supervision

Supervisory Approach

Keyword: Supervisory cooperation Solo/consolidated supervision Systems/controls External auditors Off-site review + On-site examination CAMEL Regulatory reporting/disclosures Board of Directors Disclosure/Transparency Revocation/suspension Risk appetite/limits Use of banking names Policies/procedures LCR Cross border activities Senior management/72B managers Incident response/management/recovery -

Group: All Authorized Institutions