CIR

Archive

證券和期貨事務監察委員會發出有關《持牌人勝任能力的指引》和《持牌人進行持續培訓的指引》的修訂

附件3: 指引如適用於獲豁免認可機構（只備英文版本）

Issue Date:

13 Aug 2001

20010813-3-TC.pdf (97.8 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Others

Group: Specific

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Archive

  13 Aug 2001

  證券和期貨事務監察委員會發出有關《持牌人勝任能力的指引》和《持牌人進行持續培訓的指引》的修訂（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件1 - 勝任能力指引（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件2 - 有關勝任能力的指引的常見問題（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件2 - 有關進行持續培訓的指引的常見問題（只備英文版本）

Directly related Document

• CIR

  Archive

  13 Aug 2001

  證券和期貨事務監察委員會發出有關《持牌人勝任能力的指引》和《持牌人進行持續培訓的指引》的修訂（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件1 - 勝任能力指引（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件2 - 有關勝任能力的指引的常見問題（只備英文版本）
• Annex

  Archive

  13 Aug 2001

  附件2 - 有關進行持續培訓的指引的常見問題（只備英文版本）

Cross referenced Document

Version History

Superseded Document

You may also be interested in

+

-

CIR
Archive
31 May 2019
Frequently Asked Questions issued by the Securities and Futures Commission (“SFC”) on disclosure of investigations commenced by licensed corporations in the notifications of cessation of accreditation (“the FAQ”)
CIR
Archive
20 Feb 2017
Fund Management Activities Survey 2016 Conducted by the Securities and Futures Commission (SFC)

Annex: Securities and Futures Commission Fund Management Activities Survey For the year ended 31 December 2016
CIR
Archive
10 May 2007
Questions and Answers on Suitability Obligations Published by the Securities and Futures Commission (SFC)

Annex 1: Circular on SFC FAQ (English)