SPM-SGL

Archive

CR-L-4 Underwriting of Securities: §§81 and 87

Issue Date:

31 Aug 2001

Supersession Date:

27 Dec 2019

20010831-4-EN.pdf (104.3 KB)

Topic:

Large Exposures & Risk Concentrations - Limits on credit exposures

Group: Locally Incorporated Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Archive

  31 Aug 2001

  Supervisory Policy Manual ("SPM"): CR-G-8: "Large Exposures and Risk Concentrations", CR-L-1: "Consolidated Supervision of Concentration Risks: §79A", CR-L-2: "Exemption of Financial Exposures: §81(6)(b)(i)", CR-L-3: "Letters of Comfort: §81(6)(b)(ii)", CR-L-4: "Underwriting of Securities: §§81 and 87", CR-L-5: "Major Acquisitions and Investments: §87A"
• SPM-SGL

  Archive

  31 Aug 2001

  CR-G-8 Large Exposures and Risk Concentrations
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-1 Consolidated Supervision of Concentration Risks under Part XV: §79A
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-3 Letters of Comfort: §81(6)(b)(ii)
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-2 Exemption of Financial Exposures: §81(6)(b)(i)
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-5 Major Acquisitions and Investments: §87A

• SPM-SGL

  Current

  13 Dec 2024

  CR-L-4 Underwriting of Securities: BELR V3
• SPM-SGL

  Archive

  27 Dec 2019

  CR-L-4 Underwriting of Securities: BELR V2

• GLI

  Archive

  18 Oct 1991

  Underwriting of securities: sections 81 & 87

Directly related Document

• CIR

  Archive

  31 Aug 2001

  Supervisory Policy Manual ("SPM"): CR-G-8: "Large Exposures and Risk Concentrations", CR-L-1: "Consolidated Supervision of Concentration Risks: §79A", CR-L-2: "Exemption of Financial Exposures: §81(6)(b)(i)", CR-L-3: "Letters of Comfort: §81(6)(b)(ii)", CR-L-4: "Underwriting of Securities: §§81 and 87", CR-L-5: "Major Acquisitions and Investments: §87A"
• SPM-SGL

  Archive

  31 Aug 2001

  CR-G-8 Large Exposures and Risk Concentrations
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-1 Consolidated Supervision of Concentration Risks under Part XV: §79A
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-3 Letters of Comfort: §81(6)(b)(ii)
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-2 Exemption of Financial Exposures: §81(6)(b)(i)
• SPM-SGL

  Archive

  31 Aug 2001

  CR-L-5 Major Acquisitions and Investments: §87A

Cross referenced Document

Version History

• SPM-SGL

  Current

  13 Dec 2024

  CR-L-4 Underwriting of Securities: BELR V3
• SPM-SGL

  Archive

  27 Dec 2019

  CR-L-4 Underwriting of Securities: BELR V2

Superseded Document

• GLI

  Archive

  18 Oct 1991

  Underwriting of securities: sections 81 & 87

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