SPM-SGL

Archive

SB-2 Leveraged Foreign Exchange Trading - Conduct of Unsolicited Calls

發出日期:

2003年03月28日

取代日期:

2020年01月24日

20030328-3-EN.pdf (117.4 KB)

主題:

Wealth Management & MPF - Securities/investment products

Wealth Management & MPF - Others

組別: All Authorized Institutions

• 直接相關文件
• 參照文件
• 版本歷史
• 取代舊有文件

直接相關文件

• CIR

  Archive

  2003年03月28日

  Supervisory Policy Manual (SPM) Module SB-1: Supervision of Regulated Activities of SFC-Registered Authorized Institutions Module SB-2: Leveraged Foreign Exchange Trading - Conduct of Unsolicited Calls
• SPM-SGL

  Archive

  2003年03月28日

  SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions

• SPM-SGL

  Current

  2020年01月24日

  SB-2 Leveraged Foreign Exchange Trading V2

直接相關文件

• CIR

  Archive

  2003年03月28日

  Supervisory Policy Manual (SPM) Module SB-1: Supervision of Regulated Activities of SFC-Registered Authorized Institutions Module SB-2: Leveraged Foreign Exchange Trading - Conduct of Unsolicited Calls
• SPM-SGL

  Archive

  2003年03月28日

  SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions

參照文件

版本歷史

• SPM-SGL

  Current

  2020年01月24日

  SB-2 Leveraged Foreign Exchange Trading V2

取代舊有文件

您可能有興趣

+

-

CIR
Archive
2019年07月08日
Frequently Asked Questions on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products

Annex: Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Frequently Asked Questions (“FAQs”)
CIR
Current
2016年04月08日
Feedback from recent reviews of the selling of investment products

Annex: Key Observations and Practices Noted in Recent Reviews
CIR
Current
2019年11月22日
Feedback from Recent Reviews on Selling of Investment Funds

Annex: Key Observations and Good Practices Noted in Recent Reviews on Selling of Investment Funds by RI's