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Questions and Answers on Suitability Obligations Published by the Securities and Futures Commission (SFC)

Issue Date:

10 May 2007

20070510-1-EN.pdf (256.5 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Others

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Archive

  10 May 2007

  Annex 1 - Circular on SFC FAQ (English)
• Annex

  Archive

  10 May 2007

  Annex 2 - Circular on SFC FAQ (Chinese)

Directly related Document

• Annex

  Archive

  10 May 2007

  Annex 1 - Circular on SFC FAQ (English)
• Annex

  Archive

  10 May 2007

  Annex 2 - Circular on SFC FAQ (Chinese)

Cross referenced Document

Version History

Superseded Document

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