CIR

Current

Circular Issued by the Securities and Futures Commission (SFC) Regarding Mystery Shopping Programme (MSP)

Annex: SFC Circular

Issue Date:

18 Jun 2010

20100618-2-EN.pdf (579.6 KB)

Topic:

Banking Conduct & Enforcement - Consumer Protection

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  18 Jun 2010

  Circular Issued by the Securities and Futures Commission (SFC) Regarding Mystery Shopping Programme (MSP)

Directly related Document

• CIR

  Current

  18 Jun 2010

  Circular Issued by the Securities and Futures Commission (SFC) Regarding Mystery Shopping Programme (MSP)

Cross referenced Document

Version History

Superseded Document

You may also be interested in

+

-

CIR
Current
17 May 2011
Circulars Issued by the Securities and Futures Commission (“SFC”) Regarding Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds (“UT Code”) and the Code on Investment-Linked Assurance Schemes (“ILAS Code”)

Enclosure 1: SFC circular - Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds ("UT Code") commencing 25 June 2011
CIR
Current
29 Oct 2021
Findings of concurrent SFC-HKMA thematic review of spread charges and other practices

Annex 2: Key observations by the Hong Kong Monetary Authority
CIR
Archive
21 Mar 2019
Implementation Arrangements on the Enhanced Investor Protection Measures for Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products