CPR

Archive

Joint consultation conclusions on the proposed regulatory regime for the over-the-counter derivatives market in Hong Kong

Regulators release consultation conclusions, supplemental consultation on proposals to regulate OTC derivatives market

Issue Date:

11 Jul 2012

Consultation Status:

CLOSED

20120711-1-EN.pdf (744.4 KB)

Topic:

OTC Derivatives - Others

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Consultation begins on proposed regulatory regime for OTC derivatives market

  • • CPR

      Archive

      17 Oct 2011

      Consultation paper on the proposed regulatory regime for the over-the-counter derivatives market in Hong Kong

• Regulators release consultation conclusions (17 Oct 2011), supplemental consultation on proposals to regulate OTC derivatives market

  • • CPR

      Archive

      11 Jul 2012

      Supplemental consultation on the OTC derivatives regime for Hong Kong – proposed scope of new/expanded regulated activities and regulatory oversight of systemically important players

• Regulators release conclusions (11 Jul 2012) on further proposals for regulating OTC derivatives market

  • • CPR

      Archive

      06 Sep 2013

      Joint Supplemental Consultation Conclusions on the OTC Derivatives Regime in Hong Kong – Proposed Scope of New/Expanded Regulated Activities and Regulatory Oversight of Systemically Important Participants

Directly related Document

• Consultation begins on proposed regulatory regime for OTC derivatives market

  • • CPR

      Archive

      17 Oct 2011

      Consultation paper on the proposed regulatory regime for the over-the-counter derivatives market in Hong Kong

• Regulators release consultation conclusions (17 Oct 2011), supplemental consultation on proposals to regulate OTC derivatives market

  • • CPR

      Archive

      11 Jul 2012

      Supplemental consultation on the OTC derivatives regime for Hong Kong – proposed scope of new/expanded regulated activities and regulatory oversight of systemically important players

• Regulators release conclusions (11 Jul 2012) on further proposals for regulating OTC derivatives market

  • • CPR

      Archive

      06 Sep 2013

      Joint Supplemental Consultation Conclusions on the OTC Derivatives Regime in Hong Kong – Proposed Scope of New/Expanded Regulated Activities and Regulatory Oversight of Systemically Important Participants

Cross referenced Document

Version History

Superseded Document

You may also be interested in

+

-

GLI
Current
30 Sep 2016
Guideline on Exercising Disciplinary Power to Order a Pecuniary Penalty under Section 203C(1) of the Securities and Futures Ordinance in respect of the OTC Derivatives Regime
CIR
Archive
25 Nov 2013
Survey of Participants in the Hong Kong Over-the-counter (OTC) Derivatives Market 2013 conducted by the Securities and Futures Commission (SFC)
CIR
Current
30 Sep 2016
Guideline on Exercising Disciplinary Power to Order a Pecuniary Penalty under Section 203C(1) of the Securities and Futures Ordinance