CIR

Current

Applicability of Enhanced Measures to Sale of Investment Products to Corporate Customers

Issue Date:

20 Dec 2012

20121220-2-EN.pdf (54.3 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  20 Jan 2012

  Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers
• CIR

  Archive

  25 Mar 2009

  Implementation of recommendations in the HKMA's Report on Issues Concerning the Distribution of Structured Products Connected to Lehman Brothers ("the HKMA's Report")

Directly related Document

Cross referenced Document

• CIR

  Current

  20 Jan 2012

  Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers
• CIR

  Archive

  25 Mar 2009

  Implementation of recommendations in the HKMA's Report on Issues Concerning the Distribution of Structured Products Connected to Lehman Brothers ("the HKMA's Report")

Version History

Superseded Document

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