Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Attachment: Frequently Asked Questions on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Topic:

OTC Derivatives - Reporting

Keyword: Central counterparties Cross border activities Data Protection Systems/controls Policies/procedures + Revocation/suspension -

Group: All Authorized Institutions