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CIR

Current

Feedback from recent reviews of the selling of investment products

The 4th paragraph under “Regulatory standards” in the section “3. Suitability assessment and selling practices” of the Annex has been superseded by the HKMA’s circular dated 14 March 2025 on “Guidance on Selling of Accumulators”.

Issue Date:

08 Apr 2016

20160408-2-EN.pdf (1.6 MB)

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

Annex

Current

08 Apr 2016

Annex - Key Observations and Practices Noted in Recent Reviews

Annex

Current

08 Apr 2016

Annex - Key Observations and Practices Noted in Recent Reviews

Cross referenced Document

Version History

Superseded Document

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