繁
简

SPM-SGL

Archive

LM-1 Regulatory Framework for Supervision of Liquidity Risk

Issue Date:

29 Jul 2016

Supersession Date:

28 Aug 2020

20160729-1-EN.pdf (1.8 MB)

Liquidity Risk Management - Statutory liquidity requirements

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

Archive

29 Jul 2016

Supervisory Policy Manual (SPM): LM-1 “Regulatory Framework for Supervision of Liquidity Risk”

SPM-SGL

Current

19 Dec 2025

LM-1 Regulatory Framework for Supervision of Liquidity Risk V5
SPM-SGL

Archive

13 Dec 2024

LM-1 Regulatory Framework for Supervision of Liquidity Risk V4
SPM-SGL

Archive

28 Aug 2020

LM-1 Regulatory Framework for Supervision of Liquidity Risk V3
SPM-SGL

Archive

01 Apr 2011

LM-1 Liquidity Risk Management V1A
SPM-SGL

Archive

20 Aug 2004

LM-1 Liquidity Risk Management V1

CIR

Archive

29 Jul 2016

Supervisory Policy Manual (SPM): LM-1 “Regulatory Framework for Supervision of Liquidity Risk”

Cross referenced Document

SPM-SGL

Current

19 Dec 2025

LM-1 Regulatory Framework for Supervision of Liquidity Risk V5
SPM-SGL

Archive

13 Dec 2024

LM-1 Regulatory Framework for Supervision of Liquidity Risk V4
SPM-SGL

Archive

28 Aug 2020

LM-1 Regulatory Framework for Supervision of Liquidity Risk V3
SPM-SGL

Archive

01 Apr 2011

LM-1 Liquidity Risk Management V1A
SPM-SGL

Archive

20 Aug 2004

LM-1 Liquidity Risk Management V1

Superseded Document

You may also be interested in

CPR

Archive

08 Jun 2016

Consultation on proposed revision of Return MA(BS)1E (Liquidity Position of an Authorized Institution)

Annex 1: Liquidity Position of an Authorized Institution

CPR

Archive

04 Sep 2025

Cryptoassets standard and other miscellaneous amendments: consultation on revised completion instructions

CIs: Form MA(BS)1E

CPR

Archive

13 Jun 2025

Cryptoassets standard and other miscellaneous amendments: consultation on return templates

Return template: MA(BS)1E Part 1

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
- Board Directorship
- Code of conduct
- Remuneration
- Others
Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
- Retail credit risk management
- Others
Disclosure
- Pillar 3 requirements
- Others
Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
- Others
Green & Sustainable Banking
- Climate risk management
- Sustainability reporting standards
- Others
Interest Rate Risk Management
Internal Controls
- Compliance function
- Insourcing/Outsourcing
- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
- Others
Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
- SFC/IA/MPFA
- Others
Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
- Others
OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others