GLI

Current

Guideline Number: 17.2

根據《證券及期貨條例》第203C(1)條發出有關場外衍生工具制度的行使命令繳付罰款權力指引

Issue Date:

30 Sep 2016

20160930-2-TC.pdf (261.8 KB)

Topic:

Banking Conduct & Enforcement - Enforcement/Discipline

OTC Derivatives - Others

Group: All Authorized Institutions Specific

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  30 Sep 2016

  根據《證券及期貨條例》第 203C(1)條發出有關行使命令繳付罰款的紀律懲處權力的指引

Directly related Document

• CIR

  Current

  30 Sep 2016

  根據《證券及期貨條例》第 203C(1)條發出有關行使命令繳付罰款的紀律懲處權力的指引

Cross referenced Document

Version History

Superseded Document

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