CIR

Current

Enhanced disclosure requirements on sale of structured products not regulated by the Securities and Futures Ordinance (SFO)

Issue Date:

05 Jan 2018

20180105-1-EN.pdf (102.4 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  20 Dec 2012

  Applicability of the Securities and Futures Commission (SFC)’s regulatory requirements to sale of structured products that are not regulated by the Securities and Futures Ordinance (SFO)

Directly related Document

Cross referenced Document

• CIR

  Current

  20 Dec 2012

  Applicability of the Securities and Futures Commission (SFC)’s regulatory requirements to sale of structured products that are not regulated by the Securities and Futures Ordinance (SFO)

Version History

Superseded Document

You may also be interested in

+

-

CIR
Archive
23 Oct 2008
Selling of investment products to retail customers

Annex: Circulars issued by the HKMA on the selling of investment products by AIs
CIR
Current
09 Sep 2026
Circular on Private Market Investments
CIR
Current
24 Nov 2017
Circular Issued by the Securities and Futures Commission (“SFC”) on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance (“SFO”)

Annex: SFC circular of 24 Nov 2017