Guideline on minimum criteria for authorization

Topic:

Authorization - Minimum Criteria for Authorization

Keyword: Systems/controls Controllers Board of Directors CEs/ACEs Supervisory cooperation + EOs/ReIs Policies/procedures Senior management/72B managers Risk appetite/limits LCR Regulatory reporting/disclosures LMR INEDs Group structure Solo/consolidated supervision Internal auditors Stress-testing CFR Contingency planning External auditors Private wealth management Retail wealth management CCyB ratio CET1 capital HLA ratio Risk measurement Tier 1 capital CAAP Revocation/suspension NSFR Off-site review On-site examination Treat customers fairly Conflict of interest SRP LAC Cash-flow projection Collateral/guarantees Country risk Cross border activities Incentive systems Management information system Three lines of defence Operational continuity -

Group: All Authorized Institutions