CIR

Current

Disclosure Requirements Applicable to Non-SFO-regulated Structured Investment Products under Discretionary Accounts

Issue Date:

25 May 2018

20180525-2-EN.pdf (92.9 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  20 Dec 2012

  Applicability of the Securities and Futures Commission (SFC)’s regulatory requirements to sale of structured products that are not regulated by the Securities and Futures Ordinance (SFO)

Directly related Document

Cross referenced Document

• CIR

  Current

  20 Dec 2012

  Applicability of the Securities and Futures Commission (SFC)’s regulatory requirements to sale of structured products that are not regulated by the Securities and Futures Ordinance (SFO)

Version History

Superseded Document

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