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CIR

Current

Investment horizon and suitability assessment

The last sentence of the third paragraph, and the fifth paragraph of the circular have been superseded by the HKMA's circular dated 23 February 2024 on "Portfolio-based Approach to Suitability Assessment".

Issue Date:

18 Oct 2018

20181018-2-EN.pdf (1.5 MB)

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

Directly related Document

Cross referenced Document

Version History

Superseded Document

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AML & CFT
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