CIR

Current

Circular Issued by the Securities and Futures Commission (“SFC”) on Dubious Private Fund and Discretionary Account Arrangements or Transactions

Issue Date:

22 Nov 2019

20191122-2-EN.pdf (89.2 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  22 Nov 2019

  Annex 1 - SFC circular of 21 Nov 2019
• Annex

  Current

  22 Nov 2019

  Annex 2 - Appendix 1 to the SFC circular
• Annex

  Current

  22 Nov 2019

  Annex 3 - Appendix 2 to the SFC circular

Directly related Document

• Annex

  Current

  22 Nov 2019

  Annex 1 - SFC circular of 21 Nov 2019
• Annex

  Current

  22 Nov 2019

  Annex 2 - Appendix 1 to the SFC circular
• Annex

  Current

  22 Nov 2019

  Annex 3 - Appendix 2 to the SFC circular

Cross referenced Document

Version History

Superseded Document

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