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SPM-SGL

Current

CR-L-3 Letters of Comfort: BELR Rule 57(1)(d)

Issue Date:

27 Dec 2019

CR-L-3.pdf (422.1 KB)

Large Exposures & Risk Concentrations - Limits on credit exposures

Keyword:

Group: Locally Incorporated Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

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Supervisory Policy Manual (SPM): CR-G-8 “Large Exposures and Risk Concentrations”, CR-G-9 “Exposures to Connected Parties”, CR-L-1 “Consolidated Supervision of Concentration Risks: BELR Rule 6”, CR-L-3 “Letters of Comfort: BELR Rule 57(1)(d)” and CR-L-4 “Underwriting of Securities: BELR”
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CR-G-8 Large Exposures and Risk Concentrations
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CR-G-9 Exposures to Connected Parties
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CR-L-1 Consolidated Supervision of Concentration Risks: BELR Rule 6
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CR-L-4 Underwriting of Securities: BELR

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CR-G-8 Large Exposures and Risk Concentrations
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10 Apr 2025

GL Glossary
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17 Jan 2025

IN Introduction

SPM-SGL

Archive

31 Aug 2001

CR-L-3 Letters of Comfort: §81(6)(b)(ii) V1

GLI

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13 Jul 1993

Letters of Comfort: Section 81
GLI

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18 Oct 1991

Letters of comfort: section 81

CIR

Current

27 Dec 2019

Supervisory Policy Manual (SPM): CR-G-8 “Large Exposures and Risk Concentrations”, CR-G-9 “Exposures to Connected Parties”, CR-L-1 “Consolidated Supervision of Concentration Risks: BELR Rule 6”, CR-L-3 “Letters of Comfort: BELR Rule 57(1)(d)” and CR-L-4 “Underwriting of Securities: BELR”
SPM-SGL

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27 Dec 2019

CR-G-8 Large Exposures and Risk Concentrations
SPM-SGL

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27 Dec 2019

CR-G-9 Exposures to Connected Parties
SPM-SGL

Archive

27 Dec 2019

CR-L-1 Consolidated Supervision of Concentration Risks: BELR Rule 6
SPM-SGL

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27 Dec 2019

CR-L-4 Underwriting of Securities: BELR

SPM-SGL

Current

19 Dec 2025

CR-G-8 Large Exposures and Risk Concentrations
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10 Apr 2025

GL Glossary
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17 Jan 2025

IN Introduction

SPM-SGL

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31 Aug 2001

CR-L-3 Letters of Comfort: §81(6)(b)(ii) V1

GLI

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13 Jul 1993

Letters of Comfort: Section 81
GLI

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18 Oct 1991

Letters of comfort: section 81

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AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building and Talent Development
- Enhanced competency framework
- Others
Capital Adequacy
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- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
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Credit Risk Management
- CCR
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- Loan classification/Provisioning
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Disclosure
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Fintech
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Interest Rate Risk Management
Internal Controls
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Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
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- Sound LRM framework
- Statutory liquidity requirements
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Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
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Operational Risk Management
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- Operational and IT incident watch
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OTC Derivatives
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Recovery planning
Renminbi
Resolution
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Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
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- Others
Treasury market
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Trust Business
Wealth Management & MPF
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