Findings of Mystery Shopping Programme (“MSP”) on Selling Practices of Authorized Institutions (“AIs”) in respect of Investment and Insurance Products

Annex: Report on the Findings of the Mystery Shopping Programme on Selling Practices of Authorized Institutions in respect of Investment and Insurance Products

Topic:

Wealth Management & MPF - Insurance products

Wealth Management & MPF - Securities/investment products

Keyword: Annuity insurance products NLTI products Suitability assessment Disclosure/Transparency Risk appetite/limits + Retail wealth management Treat customers fairly Net worth -

Group: All Authorized Institutions