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CIR

Current

透過非面對面渠道分銷投資及保險產品

附件: 透過非面對面渠道分銷投資及保險產品的指引

Issue Date:

24 Sep 2021

20210924-2-TC.pdf (566.4 KB)

Wealth Management & MPF - Insurance products

Wealth Management & MPF - Securities/investment products

Keyword:

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

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透過非面對面渠道分銷投資及保險產品

CIR

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23 Dec 2020

有關投資者保障措施的常見問題
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25 Sep 2019

關於投資、保險及強制性公積金產品的投資者保障措施

附件: 關於投資、保險及強制性公積金產品的投資者保障措施

CIR

Current

24 Sep 2021

透過非面對面渠道分銷投資及保險產品

CIR

Current

23 Dec 2020

有關投資者保障措施的常見問題
CIR

Current

25 Sep 2019

關於投資、保險及強制性公積金產品的投資者保障措施

附件: 關於投資、保險及強制性公積金產品的投資者保障措施

Version History

Superseded Document

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AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
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- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
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- Credit Risk (securitization exposures)
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- Operational Risk
- Pillar 2
- SIBs
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Consolidated Supervision
Corporate Governance
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Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
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Disclosure
- Pillar 3 requirements
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Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
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Green & Sustainable Banking
- Climate risk management
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Interest Rate Risk Management
Internal Controls
- Compliance function
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- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
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Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
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Mainland Activities
Market Risk Management
- Algorithmic trading
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Miscellaneous
- BCBS
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Operational Risk Management
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OTC Derivatives
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Recovery planning
Renminbi
Resolution
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- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others