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CIR

Current

證監會與金管局就利潤幅度及其他作業手法進行共同主題檢視的結果

Issue Date:

29 Oct 2021

20211029-2-TC.pdf (329.5 KB)

Banking Conduct & Enforcement - Consumer Protection

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

Annex

Current

29 Oct 2021

附件1 - 證券及期貨事務監察委員會所觀察到的主要事項
Annex

Current

29 Oct 2021

附件2 - 香港金融管理局所觀察到的主要事項

Annex

Current

29 Oct 2021

附件1 - 證券及期貨事務監察委員會所觀察到的主要事項
Annex

Current

29 Oct 2021

附件2 - 香港金融管理局所觀察到的主要事項

Cross referenced Document

Version History

Superseded Document

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AML & CFT
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