Enhanced Competency Framework on Compliance

Enclosure: Guide to Enhanced Competency Framework on Compliance

Topic:

Capacity Building - Enhanced competency framework

Internal Controls - Compliance function

Keyword: Regulatory reporting/disclosures Senior management/72B managers Policies/procedures Systems/controls Suspicious transaction reporting + Supervisory cooperation Assessment/feedback mechanisms Disclosure/Transparency Stress-testing Cross border activities Transaction monitoring Internal auditors -

Group: All Authorized Institutions