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SPM-SGL
Current
CG-3 行為守則
Issue Date:
09 Dec 2022
CG-3-TC.pdf (671.2 KB)
Topic:
Corporate Governance - Code of conduct
Keyword:
Conflict of interest
Board of Directors
Specialized/Board committees
Reporting channels
Senior management/72B managers
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Data Protection
Strategic/reputation risk
Systems/controls
Internal auditors
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Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
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CIR
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09 Dec 2022
《監管政策手冊》經修訂單元 CG-3「行為守則」
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17 Jan 2025
IN 引言
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23 May 2024
CG-6 能力及道德行為（英文版本）
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07 Dec 2023
銀行營運守則
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29 Jul 2021
CG-5 穩健的薪酬制度指引
CIR
Current
28 Dec 2001
《監管政策手冊》CG-4「成立海外銀行附屬公司：第51A條及「外判」（只備英文版本）
Directly related Document
CIR
Current
09 Dec 2022
《監管政策手冊》經修訂單元 CG-3「行為守則」
Cross referenced Document
SPM-SGL
Current
01 Aug 2025
CG-1 本地註冊認可機構的企業管治
SPM
Current
10 Apr 2025
GL 辭彙
SPM
Current
17 Jan 2025
IN 引言
SPM-NGL
Current
23 May 2024
CG-6 能力及道德行為（英文版本）
IGL
Current
07 Dec 2023
銀行營運守則
SPM-NGL
Current
29 Jul 2021
CG-5 穩健的薪酬制度指引
CIR
Current
28 Dec 2001
《監管政策手冊》CG-4「成立海外銀行附屬公司：第51A條及「外判」（只備英文版本）
Version History
Superseded Document
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CG-3 Code of conduct
SPM-SGL
Current
09 Dec 2022
CG-3 Code of Conduct
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