CIR

Current

Observations from Review of Selling Processes of Investment Products

Annex: Key observations from review of selling processes of investment products

Issue Date:

27 Feb 2023

20230227-2-EN.pdf (184.2 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  27 Feb 2023

  Observations from Review of Selling Processes of Investment Products

• CIR

  Current

  21 Oct 2022

  Frequently Asked Questions on Investor Protection Measures in respect of Sale of Investment Products
• CIR

  Current

  23 Dec 2020

  Frequently Asked Questions on Investor Protection Measures
• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
  
  Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

Directly related Document

• CIR

  Current

  27 Feb 2023

  Observations from Review of Selling Processes of Investment Products

Cross referenced Document

• CIR

  Current

  21 Oct 2022

  Frequently Asked Questions on Investor Protection Measures in respect of Sale of Investment Products
• CIR

  Current

  23 Dec 2020

  Frequently Asked Questions on Investor Protection Measures
• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
  
  Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

Version History

Superseded Document

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