CIR

Current

Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors

Annex 2: Frequently Asked Questions

发出日期:

2023年07月28日

20230728-5-EN.pdf (141.8 KB)

主题:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

组别: Registered Institutions

• 直接相关文件
• 参照文件
• 版本历史
• 取代旧有文件

直接相关文件

• CIR

  Current

  2023年07月28日

  Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
• Annex

  Current

  2023年07月28日

  Annex 1 - Detailed Guidance

直接相关文件

• CIR

  Current

  2023年07月28日

  Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
• Annex

  Current

  2023年07月28日

  Annex 1 - Detailed Guidance

参照文件

版本历史

取代旧有文件

您可能有兴趣

+

-

CIR
Archive
2018年03月02日
Fund Management Activities Survey 2017 Conducted by the Securities and Futures Commission ("SFC")

Annex 2: Questionnaire B
CIR
Archive
2010年02月22日
Fund Management Activities Survey 2009 Conducted by the Securities and Futures Commission (SFC)

Annex: Fund Management Activities Survey
CIR
Archive
2015年02月16日
Fund Management Activities Survey 2014 Conducted by the Securities and Futures Commission (SFC)

Annex: Securities and Futures Commission Fund Management Activities Survey For the year ended 31 December 2014