CIR

Current

Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors

Annex 2: Frequently Asked Questions

Issue Date:

28 Jul 2023

20230728-5-EN.pdf (141.8 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  28 Jul 2023

  Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
• Annex

  Current

  28 Jul 2023

  Annex 1 - Detailed Guidance

Directly related Document

• CIR

  Current

  28 Jul 2023

  Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
• Annex

  Current

  28 Jul 2023

  Annex 1 - Detailed Guidance

Cross referenced Document

Version History

Superseded Document

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