CIR

Current

Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Issue Date:

18 Apr 2024

20240418-1-EN.pdf (250.7 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  18 Apr 2024

  Annex 1 - Key observations by the Securities and Futures Commission
• Annex

  Current

  18 Apr 2024

  Annex 2 - Key observations by the Hong Kong Monetary Authority

• CIR

  Current

  01 Mar 2022

  Concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Directly related Document

• Annex

  Current

  18 Apr 2024

  Annex 1 - Key observations by the Securities and Futures Commission
• Annex

  Current

  18 Apr 2024

  Annex 2 - Key observations by the Hong Kong Monetary Authority

Cross referenced Document

• CIR

  Current

  01 Mar 2022

  Concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products

Version History

Superseded Document

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