SPM-NGL

Current

CG-6 Competence and Ethical Behaviour

Issue Date:

23 May 2024

20240523-2-EN.pdf (357.3 KB)

Topic:

Corporate Governance - Others

Keyword: Board of Directors Senior management/72B managers

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  23 May 2024

  Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 Supervision of regulated activities of SFC-registered authorized institutions
• SPM

  Current

  10 Apr 2025

  GL Glossary
• SPM

  Current

  17 Jan 2025

  IN Introduction
• SPM-SGL

  Current

  09 Dec 2022

  CG-3 Code of Conduct
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers
• SPM-NGL

  Current

  28 Dec 2001

  SA-2 Outsourcing

• SPM-NGL

  Archive

  08 Dec 2017

  CG-6 Competence and Ethical Behaviour V2
• SPM-NGL

  Archive

  11 Jul 2011

  CG-6 Competence and Ethical Behaviour V1

Directly related Document

• CIR

  Current

  23 May 2024

  Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”

Cross referenced Document

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 Supervision of regulated activities of SFC-registered authorized institutions
• SPM

  Current

  10 Apr 2025

  GL Glossary
• SPM

  Current

  17 Jan 2025

  IN Introduction
• SPM-SGL

  Current

  09 Dec 2022

  CG-3 Code of Conduct
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers
• SPM-NGL

  Current

  28 Dec 2001

  SA-2 Outsourcing

Version History

• SPM-NGL

  Archive

  08 Dec 2017

  CG-6 Competence and Ethical Behaviour V2
• SPM-NGL

  Archive

  11 Jul 2011

  CG-6 Competence and Ethical Behaviour V1

Superseded Document