CIR

Current

Circular Issued by the Securities and Futures Commission on Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts

Issue Date:

28 Jan 2025

20250203-4-EN.pdf (153.0 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  28 Jan 2025

  Enclosure 1 - SFC's circular on Deficiencies and substandard conduct noted in the management of private funds and discretionary accounts
• Annex

  Current

  28 Jan 2025

  Enclosure 2 - Appendix to the SFC’s circular

Directly related Document

• Annex

  Current

  28 Jan 2025

  Enclosure 1 - SFC's circular on Deficiencies and substandard conduct noted in the management of private funds and discretionary accounts
• Annex

  Current

  28 Jan 2025

  Enclosure 2 - Appendix to the SFC’s circular

Cross referenced Document

Version History

Superseded Document

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