CIR

Current

Guidance on Selling of Accumulators

Issue Date:

14 Mar 2025

20250317-1-EN.pdf (130.2 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  14 Mar 2025

  Annex 1 - Regulatory requirements on selling of accumulators
• Annex

  Current

  14 Mar 2025

  Annex 2 - Previous guidance superseded

• CIR

  Archive

  07 Mar 2014

  Foreign Exchange Accumulators (“FX accumulators”) and Non-leveraged Renminbi (“RMB”)-Linked Deposits
• CIR

  Archive

  31 Oct 2011

  Rationale for Selling of Accumulators
• CIR

  Archive

  22 Dec 2010

  Selling of Accumulators

Directly related Document

• Annex

  Current

  14 Mar 2025

  Annex 1 - Regulatory requirements on selling of accumulators
• Annex

  Current

  14 Mar 2025

  Annex 2 - Previous guidance superseded

Cross referenced Document

Version History

Superseded Document

• CIR

  Archive

  07 Mar 2014

  Foreign Exchange Accumulators (“FX accumulators”) and Non-leveraged Renminbi (“RMB”)-Linked Deposits
• CIR

  Archive

  31 Oct 2011

  Rationale for Selling of Accumulators
• CIR

  Archive

  22 Dec 2010

  Selling of Accumulators

You may also be interested in

+

-

CIR
Current
08 Apr 2016
Feedback from recent reviews of the selling of investment products
CIR
Current
23 Feb 2017
Guidance on selling of investment products and handling of client securities
CIR
Current
08 Apr 2016
Feedback from recent reviews of the selling of investment products

Annex: Key Observations and Practices Noted in Recent Reviews