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CIR

Current

加密資產標準: 《監管政策手冊》單元、實務守則、披露模版及表與銀行業申報表

附件2(g): 《監管政策手冊》單元 LM-1 流動性風險監管制度（暫時只備英文版本）

Issue Date:

27 Nov 2025

LM-1-TC.pdf (758.7 KB)

Liquidity Risk Management - Statutory liquidity requirements

Liquidity Risk Management - Others

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

加密資產標準: 《監管政策手冊》單元、實務守則、披露模版及表與銀行業申報表
CIR

Current

27 Nov 2025

加密資產標準: 《監管政策手冊》單元、實務守則、披露模版及表與銀行業申報表（暫時只備英文版本）
SPM-SGL

Current

27 Nov 2025

CRP-1 加密資產的分類 (暫時只備英文版本)
SPM-NGL

Current

27 Nov 2025

CA-D-1 《銀行業(披露)規則》的應用指引
Annex

Current

27 Nov 2025

附件2(b) - 《監管政策手冊》單元 CA-G-1 本地註冊認可機構資本充足制度概覽（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(c) - 《監管政策手冊》單元 CA-G-5 監管審查程序（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(d) - 《監管政策手冊》單元 CR-G-8 大額風險承擔及風險集中（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(e) - 《監管政策手冊》單元 CR-G-9 對關連各方的風險承擔（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(f) - 《監管政策手冊》單元 CR-L-5 重大獲取股本行動及投資：《風險承擔限度規則》第 3 部（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(h) - 《監管政策手冊》單元 MR-1 市場風險資本要求（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(i) - 《監管政策手冊》單元 MR-2 CVA風險資本要求 (暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(j) - 《銀行業(風險承擔限度)守則》（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件3 - 標準披露模版及表
Annex

Current

27 Nov 2025

附件4 - 標準披露模版及表（標明修訂版本）

加密資產標準: 《監管政策手冊》單元、實務守則、披露模版及表與銀行業申報表
CIR

Current

27 Nov 2025

加密資產標準: 《監管政策手冊》單元、實務守則、披露模版及表與銀行業申報表（暫時只備英文版本）
SPM-SGL

Current

27 Nov 2025

CRP-1 加密資產的分類 (暫時只備英文版本)
SPM-NGL

Current

27 Nov 2025

CA-D-1 《銀行業(披露)規則》的應用指引
Annex

Current

27 Nov 2025

附件2(b) - 《監管政策手冊》單元 CA-G-1 本地註冊認可機構資本充足制度概覽（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(c) - 《監管政策手冊》單元 CA-G-5 監管審查程序（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(d) - 《監管政策手冊》單元 CR-G-8 大額風險承擔及風險集中（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(e) - 《監管政策手冊》單元 CR-G-9 對關連各方的風險承擔（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(f) - 《監管政策手冊》單元 CR-L-5 重大獲取股本行動及投資：《風險承擔限度規則》第 3 部（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(h) - 《監管政策手冊》單元 MR-1 市場風險資本要求（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(i) - 《監管政策手冊》單元 MR-2 CVA風險資本要求 (暫時只備英文版本）
Annex

Current

27 Nov 2025

附件2(j) - 《銀行業(風險承擔限度)守則》（暫時只備英文版本）
Annex

Current

27 Nov 2025

附件3 - 標準披露模版及表
Annex

Current

27 Nov 2025

附件4 - 標準披露模版及表（標明修訂版本）

Cross referenced Document

Version History

Superseded Document

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LM-1 Regulatory Framework for Supervision of Liquidity Risk

AML & CFT
- AML/CFT Controls
- Financial Sanctions
- Tax Matters Related
- Others
Authorization
- Digital Banking
- Guide to Authorization
- Mergers/Takeovers/Restructuring
- Minimum Criteria for Authorization
- Money Brokers
- Three-tier Banking System
- Others
Banking Conduct & Enforcement
- Account Opening/Maintenance
- Bank Culture
- Code of Banking Practice
- Complaints
- Consumer Protection
- Credit Data Sharing
- Enforcement/Discipline
- Financial Inclusion
- Others
Business Continuity Planning
Capacity Building
- Enhanced competency framework
- Others
Capital Adequacy
- Capital Base
- Capital Buffers
- CCR
- Credit Risk (non-securitization exposures)
- Credit Risk (securitization exposures)
- Market Risk
- Operational Risk
- Pillar 2
- SIBs
- Sovereign Concentration Risk
- Others
Consolidated Supervision
Corporate Governance
- Board Directorship
- Code of conduct
- Remuneration
- Others
Credit Risk Management
- CCR
- Corporate credit risk management
- Credit risk transfer/Mitigation
- Loan classification/Provisioning
- Property mortgage lending
- Retail credit risk management
- Others
Disclosure
- Pillar 3 requirements
- Others
Fintech
- Commercial data interchange
- Fintech supervisory sandbox
- Open API
- Regtech
- Smart Banking
- Suptech
- Virtual assets
- Others
Green & Sustainable Banking
- Climate risk management
- Sustainability reporting standards
- Others
Interest Rate Risk Management
Internal Controls
- Compliance function
- Insourcing/Outsourcing
- Internal audit function
- Risk management function
- Others
Large Exposures & Risk Concentrations
- Connected parties
- HKMCI-related exposures
- Limits on credit exposures
- Others
Leverage Ratio
Liquidity Risk Management
- Liquidity facilities
- Sound LRM framework
- Statutory liquidity requirements
- Others
Mainland Activities
Market Risk Management
- Algorithmic trading
- Foreign exchange
- Others
Miscellaneous
- BCBS
- Covid-19 challenges
- Deposit protection
- FSB
- SFC/IA/MPFA
- Others
Operational Risk Management
- Commercial Crime Bureau
- Fraud risk management
- Operational and IT incident watch
- Others
OTC Derivatives
- Clearing
- Margining/Risk-mitigation
- Reporting
- Trading
- Others
Recovery planning
Renminbi
Resolution
- Resolution execution
- Resolution framework
- Resolution planning
- Resolution standards
Strategic & Reputation Risk Management
Supervisory Approach
Technology Risk Management
- Cybersecurity
- E-banking
- Fraud risk management
- Others
Treasury market
- Reform of interest rate benchmarks
- Others
Trust Business
Wealth Management & MPF
- Insurance products
- MPF products
- Securities/investment products
- Others