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CIR

Current

Expected controls for account opening and maintaining relationships with clients with investment accounts

Annex 2: Frequently asked questions for the circular on expected controls for account opening and maintaining relationships with clients with investment accounts

Issue Date:

22 May 2026

20260522-12-EN.pdf (780.8 KB)

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

Directly related Document
Cross referenced Document
Version History
Superseded Document

Directly related Document

CIR

Current

22 May 2026

Expected controls for account opening and maintaining relationships with clients with investment accounts
Annex

Current

22 May 2026

Annex 1 - Additional measures for opening and managing investment accounts of Chinese Mainland investors
Annex

Current

22 May 2026

Attachment - Circular to licensed corporations Expected controls for account opening and maintaining relationships with clients

CIR

Current

22 May 2026

Expected controls for account opening and maintaining relationships with clients with investment accounts
Annex

Current

22 May 2026

Annex 1 - Additional measures for opening and managing investment accounts of Chinese Mainland investors
Annex

Current

22 May 2026

Attachment - Circular to licensed corporations Expected controls for account opening and maintaining relationships with clients

Cross referenced Document

Version History

Superseded Document

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AML & CFT
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Authorization
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