CIR

Archive

SFC's Client Identity Rule

Annex 4: Client Identity Rule Policy

Issue Date:

09 Mar 1999

19990309-5-EN.pdf (187.1 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Archive

  09 Mar 1999

  SFC's Client Identity Rule
• Annex

  Archive

  09 Mar 1999

  Annex 1 - Code of Conduct-Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 2 - Table of Contents
• Annex

  Archive

  09 Mar 1999

  Annex 3 - Summary of Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 5 - Extracted from "Code of Conduct for Persons Registered with SFC"

Directly related Document

• CIR

  Archive

  09 Mar 1999

  SFC's Client Identity Rule
• Annex

  Archive

  09 Mar 1999

  Annex 1 - Code of Conduct-Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 2 - Table of Contents
• Annex

  Archive

  09 Mar 1999

  Annex 3 - Summary of Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 5 - Extracted from "Code of Conduct for Persons Registered with SFC"

Cross referenced Document

Version History

Superseded Document

You may also be interested in

+

-

CIR
Archive
02 Mar 2018
Fund Management Activities Survey 2017 Conducted by the Securities and Futures Commission ("SFC")

Annex 2: Questionnaire B
CIR
Archive
22 Feb 2010
Fund Management Activities Survey 2009 Conducted by the Securities and Futures Commission (SFC)

Annex: Fund Management Activities Survey
CIR
Archive
16 Feb 2015
Fund Management Activities Survey 2014 Conducted by the Securities and Futures Commission (SFC)

Annex: Securities and Futures Commission Fund Management Activities Survey For the year ended 31 December 2014