CIR

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SFC's Client Identity Rule

Annex 5: Extracted from "Code of Conduct for Persons Registered with SFC"

Issue Date:

09 Mar 1999

19990309-6-EN.pdf (133.6 KB)

Topic:

Miscellaneous - SFC/IA/MPFA

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Archive

  09 Mar 1999

  SFC's Client Identity Rule
• Annex

  Archive

  09 Mar 1999

  Annex 1 - Code of Conduct-Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 2 - Table of Contents
• Annex

  Archive

  09 Mar 1999

  Annex 3 - Summary of Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 4 - Client Identity Rule Policy

Directly related Document

• CIR

  Archive

  09 Mar 1999

  SFC's Client Identity Rule
• Annex

  Archive

  09 Mar 1999

  Annex 1 - Code of Conduct-Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 2 - Table of Contents
• Annex

  Archive

  09 Mar 1999

  Annex 3 - Summary of Client Identity Rule Policy
• Annex

  Archive

  09 Mar 1999

  Annex 4 - Client Identity Rule Policy

Cross referenced Document

Version History

Superseded Document

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