SA-1 Risk-based Supervisory Approach

Topic:

Supervisory Approach

Keyword: Systems/controls Policies/procedures On-site examination Risk appetite/limits CAMEL + Management information system Internal auditors Board of Directors Senior management/72B managers Risk measurement External auditors Strategic/reputation risk Off-site review Group structure Specialized/Board committees Counterparty default risk Basis risk Option risk Operational risk Three lines of defence Regulatory reporting/disclosures -

Group: All Authorized Institutions